In a previous alert, we discussed the proposals put forward by the UK Financial Conduct Authority (FCA) for all FCA-authorised firms to ...

FT Adviser readers have been left feeling frustrated and concerned about the FCA’s recent policy which will see staff emails auto-delete after one year. Earlier this week, the regulator said it ...

Investopedia / Crea Taylor Buyers and sellers engaged in economic trade can use FCA shipping terms to describe any transportation point, regardless of the number of transportation modes involved ...

In February 2024, the FCA wrote to 22 of the largest advice firms asking for information and data on their delivery of ongoing advice covering the previous seven years. The sample firms offered a ...

A recent FOI has revealed a "suspiciously" low number of FCA complaints about senior leaders, writes Lucy McNulty.

The Free Carrier (FCA) rule requires the seller to deliver the goods to the buyer or its carrier either 1) at the seller’s premises, loaded onto the collecting vehicle, or 2) delivered to another ...

The FOI request from Bovill also reveals that nearly two-thirds (65%) of the 54 SMCR investigations opened by the FCA since 2016 have not yet been resolved. Moreover, the FOI revealed that ...

"Four and a half years after it first came into effect, these numbers suggest that the regime might not have the right tools for the job." A recent FOI request from financial regulation ...